BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Senior Executive Vice President David Popwell President, Specialty Banking . Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. He succeeds Hope Mehlman . Keenan has more than 25 years of human resources experience and has been in his current role since 2010. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Manav Misra Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Design a human-centric compliance culture. He began his career in information systems with McDonnell-Douglas. Pichel began his career as a financial analyst with General Motors. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Danella earned a bachelors degree in Economics and English from Vanderbilt. Hope D.Mehlman All Rights Reserved. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Regions Investment Solutions is a marketing name of Cetera Investment Services. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Brett D. Couch Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. In addition, he helped large banks build out their big data and data science roadmaps. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. He is also a member of the Southeastern Council of Foundations. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. September 13 Law and regulation Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Corporate governance is my passion. The solution? John B. Owen Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. 8 a.m. 5 p.m. GMT Prior to that role he was Head of Strategic and Corporate planning. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Senior Executive Vice President Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Anthony Restel President, Regional Banking . Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. You should consult privacy disclosures at the linked website for further information. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Smith is a member of the companys Executive Leadership Team. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Dana W. Nolan In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Smith began his banking career at Deposit Guaranty as a management trainee. Head of the Wealth Management Group. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Gartner Terms of Use He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. William E. Horton Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Andy Hernandez is Chief Digital Officer for Regions. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Monday through Friday. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Regions Financial's Chief Operating Officer John Owen to retire Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Officers & Directors | Renasant Corporation Senior Executive Vice President During this period, he served in line management positions in manufacturing, distribution and sales. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Senior Executive Vice President He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He leads the companys executive leadership team. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Save time and execute with confidence when creating your strategic plan for compliance. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Youre about to leave Regions to use an external site. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Head of Wealth Management Group. He is a alumnus of the Graduate School of Banking at Louisiana State University. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Sorry, No data match for your criteria. Chief Administrative and Human Resources Officer. Use this one-page template to communicate your strategy with internal business partners. Prior to assuming his current role, he. By Jeremy King | February 9, 2021. His primary focus was financial institutions. Youre about to leave Regions to use an external site. Reserve Bank of India - Notifications He joined Assurant as senior vice president of Information Technology. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Dana Nolan serves as the Head of Investor Relations at Regions. Fournier J. Gale, III Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Additional information about Regions and its full line of products and services can be found at www.regions.com. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Mehlman received her bachelors degree from Cornell University. By Danella earned a bachelors degree in Economics and English from Vanderbilt. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. David J. Turner, Jr. Chief Governance Officer and Assistant Corporate Secretary. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Regions provides links to other websites merely and strictly for your convenience. Executive Vice President Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. He is a member of the banks Executive Leadership Team. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Keenan earned a bachelors degree in Political Science from Furman University. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. She currently holds Series 79, Series 63 and Series 24 licenses. Turner holds a bachelors degree in economics from the University of Georgia. She also serves as vice president and program chair. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Misra is responsible for overseeing the company's data strategy and enterprise data . To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Discover the four best practice approaches in investigation management. Head of Corporate Real Estate and Procurement. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Additional information about Regions and its full line of products and services can be found at www.regions.com. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Chief Legal Officer and Corporate Secretary. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Regions Bank is an Equal Housing Lender and Member FDIC. He is a member of the Regions Executive Leadership Team. Leadership Team and Board of Directors - First Horizon Bank Hope Dmuchowski Chief Financial Officer. (Photo: Business Wire). In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Advisory Services are offered through Cetera Investment Advisers LLC. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. A bank executive develops a new product, maybe a fee-generation concept. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Please refine your filters to display data. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Senior Executive Vice President He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Senior Executive Vice President The Chief Compliance Officer | Deloitte US New compliance officers face an overwhelming amount of tasks during their first few months. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Deputy Chief Compliance Officer - Retail Broker-Dealer In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He is a member of the Executive Leadership Team. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Commercial Banking includes clients with revenues between $1MM and $250MM. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. This 32-page document allows for easier reading and reference. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer.